Mind The Economy

Who decides what we are allowed to decide?

10' min read

Translated by AI
Versione italiana

10' min read

Translated by AI
Versione italiana

A town meeting of one hundred people is convened to decide how to use ten million euros from the municipal budget. There are two options: to build a car park or to regenerate a high street. Everyone can have their say, each person has one vote, the majority decides, and the decision will be binding on the local council. It is hard to imagine a more inclusive and egalitarian procedure. But forty citizens would like a third option: to refurbish a school. That proposal, however, never reaches the vote. Who, then, exercises the power? The hundred citizens who choose between a car park and regeneration, or those who, even before the vote begins, have determined that the choice is limited to those two alternatives? The power to choose is visible. Far less visible is the power to decide what the choices might be. It is this distinction between the power to decide and the power to shape the space of decision-making that takes us a step further into the nature of the collective ‘we’ that we have been exploring for several weeks through the thinking of Raimo Tuomela. We saw first of all that one can cooperate with others whilst continuing to think as separate individuals, in ‘I-mode’, or adopt the group’s perspective and act in ‘we-mode’. We then distinguished between a simple convergence of desires and a genuine ‘group goal’. One problem of no small significance, however, remains unresolved: whilst a group may have common aims, intentions and even a common will, in practice it is always individuals who act. When we say that ‘Parliament has decided’, ‘the government wants’, or ‘the trade union has determined’, we attribute to a collective entity actions carried out by specific individuals. What justifies this logical and normative leap, from the action of a few to the action of all? When can a decision taken by specific individuals become the decision of a ‘we’?

Acting on behalf of the group

Tuomela’s response begins with a seemingly simple distinction. Being members of the same group does not mean occupying the same position within it. Sufficiently structured groups have roles, tasks, rights and relationships of authority. Some members are authorised, in certain circumstances, to carry out actions that can be attributed not simply to themselves but to the group. These are what Tuomela calls ‘operative members’, as distinct from ‘non-operative members’. These are not necessarily two permanent categories of people. The distinction relates to the functions performed. One may be an operative member with regard to one decision and a non-operative member with regard to another. What matters is not so much who one is, but the position from which one acts and the authority that position confers. Already in *The Importance of Us* (Stanford University Press, 1995), Tuomela builds his analysis of group action precisely on this mechanism. A group performs an action when the operational members, exercising the relevant system of authority and carrying out ‘their social tasks in their respective positions’ (p. 244), produce, through their joint action, the result attributed to the group, and the other members, under certain conditions, recognise that action as an action of the group. Take a parliament, for example. If three hundred people gather in a theatre and raise their hands to approve a proposal, they have not passed a law. If those same people, vested with parliamentary authority, vote in accordance with the prescribed procedures, the outcome may instead become a decision of the state. It is not the movement of the hands that is different. It is the normative structure within which that movement acquires its meaning. Tuomela defines this structure as the ‘authority system’. In its most abstract formulation, an ‘authority system’ represents the process through which the members of a group form a ‘group will’, based on their own individual wills or those of the operational members, and in relation to specific matters of common interest. The ‘authority system’ thus operates as a mechanism for normative transformation. Through procedures, roles and authorisations, a plurality of individual wills can become a will attributable to the group as such. This point is important because it shifts the focus from people’s identities to the positions they occupy. A minister can make a commitment on behalf of the government that the same individual, sitting at their own dining table, could not make. A vice-chancellor can sign a university document that a professor, whilst fully agreeing with its content, cannot sign on behalf of the same institution. The power to act on behalf of the group does not simply derive from wanting what the group wants. It derives from an ‘authorised position’. This ‘position’ is what makes the action of complex organisations possible. No state could function if millions of citizens were to make every decision directly. The division between active and non-active members is therefore not necessarily a flaw in the group. It is often the very condition of its ability to act. The problem arises, however, when we ask ourselves how that division is determined.

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The ‘we’ ethos

Here, too, the difference from Margaret Gilbert becomes apparent. Gilbert had shown us how the bond of ‘we’ comes into being. Through joint commitment, separate individuals become parts of a plural subject and acquire obligations, claims and responsibilities towards one another. Tuomela poses a different question. Once the ‘we’ exists, how is it organised internally? Who can speak on its behalf? Who decides and who carries out the decisions? Collective commitment remains important in her theory too, but the focus shifts from the constitution of the plural subject to the distribution of positions, tasks and authority within it. Once the ‘we’ exists, in fact, not everyone who is part of it does the same thing, has the same tasks or exercises the same authority. This structure acquires meaning through what Tuomela calls ethos – that is, the set of aims, values, beliefs, practices and traditions that constitute the group. Ethos tells us something about who we are and what we do together. And it is precisely for this reason that it can provide reasons for action. To act fully as a member therefore means not only performing an action that is useful to the group, but performing it by adopting a reason that derives from the group as a group.

I believe this point can help us to better understand a surprising feature of democracy. Let us suppose that a law is passed with 51 per cent of the votes in parliament. The remaining 49 per cent voted against it. Yet we still say that ‘Parliament has passed the law’. Even a citizen who opposed that law can say, ‘that is what we have decided’, without this negating the fact that, personally, they would have preferred the opposite. Tuomela explicitly considers situations of this kind. ‘In some groups,’ he writes, ‘there may be an institutionalised procedure (such as voting according to the majority principle) for reaching a group outcome that entails group authority, in the sense that all members should abide by that outcome (as members of the group, though not necessarily in a personal sense) even if the group’s opinion differs from the individual opinions of all participants’” (pp. 318). One of the small normative miracles of democracy is that of transforming disagreement into a common decision without, however, turning it into consensus. Tuomela can afford to stop here. Her problem is ontological: given certain conditions, how can the decision of a few count as the group’s decision? Political justice, on the other hand, begins precisely a moment earlier. It cannot take the alternatives as already given. It must ask how they came to be on the table, which ones were left out, and who had the power to draw that line

Before counting the votes

Let’s return to the hundred citizens. Each has one vote to choose between the car park and the redevelopment of the high street. Forty would have preferred to allocate the resources to schools, but this option never made it to the ballot. If we look only at the final stage, we have perfect political equality consisting of one hundred citizens and one hundred votes of equal weight. If we look at the entire process through which the alternatives were formulated, the conclusion changes radically. Someone had the power to determine the scope of decision-making – the range of options available. Viewed from this perspective, democratic power is distributed across at least three levels. First, there is the power to participate: who can speak and vote. Then there is the power in decision-making: how much each vote counts and according to which rule preferences are aggregated. But there is a power that logically precedes both of these: power over the agenda – that is, the ability to determine which issues and which alternatives will reach the decision-making stage. Before the power to choose is distributed, someone has already helped to define the scope of what is possible.

It is here that Tuomela offers us, almost incidentally, a particularly useful set of terms. Indeed, even before defining ethos, he draws a distinction between what he calls the ‘realm of concern’ and the group’s ‘intentional horizon’. “A group’s realm of concern,” he writes, “will consist of a category of topics that the group has collectively accepted as its own, that is, as ‘content’ that is of interest to the group and which is considered within a group context (as opposed to a private context). The intentional horizon, on the other hand, consists of the subset of those topics in relation to which the group has actually adopted a specific attitude’. And Tuomela makes an even more interesting point when he says that “at least in principle, it is up to the group to define all three of these elements – sphere of interest, intentional horizon and ethos” (The Philosophy of Sociality: The Shared Point of View, Oxford University Press, 2007, pp. 15–16). This distinction can be extended, albeit with caution, to the field of political justice.

Even before deciding what to do about a problem, a community must recognise that that problem is one of the matters which the political ‘we’ must address. Let us consider housing. Thousands of families may be struggling to pay their rent without that situation yet being recognised by the institutions as a collective problem. Such experiences exist, but they have not yet made it onto the agenda of the political ‘we’. It enters, as we might say using Tuomela’s terminology, the ‘realm of concern’ of the political community. But that is not enough. Responses need to be formulated that relate, for example, to social housing, fiscal policies, the regulation of short-term lettings, and so on. In this way, the problem enters the ‘intentional horizon’ of the institutions. Only then does the space for decision-making open up. We can therefore envisage a sequence in which a lived problem becomes public, generating a set of alternative policy measures that require a collective decision. Voting only comes into play at the very end.

The power to make something decidable

This significantly changes the way we can think about political equality, because two citizens may cast exactly the same vote and yet, at the same time, have radically different opportunities to turn what they consider important into a political issue. One has access to political parties, the media, associations, experts, parliamentary committees and decision-makers. They possess sufficient financial and social resources to turn an interest into a proposal, a proposal into an agenda item, and an agenda item into an alternative on which the institutions will be called upon to take a decision. The other has only the final vote at their disposal. Formally, ‘one vote equals one’, but politically they do not necessarily carry the same weight. There is no need to deprive someone of their right to vote in order to diminish their political power. It may be enough simply to ensure that what they consider important never becomes a matter on which a vote can be cast. It is here that the notion of the ‘authority system’, which we examined earlier, takes on a normative significance that extends even beyond the purposes for which Tuomela originally developed it. In discussing the formation of group will, she writes at one point: ‘It is assumed that an authority system is at work here, leading to the formation of a group will (…) The concept of an ‘authority system’, in this case, implies that non-operational members relinquish their own will with regard to defining the group’s objectives and transfer that right to the operational members. When the operational members reach an agreement, this becomes a group agreement’ (p. 319). ‘Transferring that right’ is precisely what makes representation possible. We cannot all directly exercise every political function and so we authorise others to decide for us. But it is precisely this delegation that raises the crucial question: what do we delegate? The power to choose, or also the power to determine what it will be possible to choose from? The difference is enormous. If we delegate the former power but lose all ability to influence the latter, we may find ourselves in a democracy in which we are perfectly equal when it comes to choosing, yet profoundly unequal when it comes to shaping the choice.

Inequality before the choice

Of course, Tuomela does not claim that every system of authority is democratic or just. On the contrary, her theory must also be able to account for authoritarian groups. In *The Importance of Us*, she therefore distinguishes between internal authorisation and authority imposed from outside, and also considers the possibility of authority obtained by force. This is a fundamental point. The ability to produce a collective will does not guarantee the justice of the process through which that will is produced. Even a dictatorship possesses structures through which the actions of some are attributed to the state. Ontology explains how it is possible to say that ‘the state has decided’. It is political philosophy that must ask under what conditions those affected by that decision might regard the authority that produced it as just. And here we may perhaps add something to the traditional conception of democratic equality. A just democracy, then, should not merely guarantee an equal opportunity to choose between already available alternatives. It should also examine the conditions under which needs, interests and reasons manage to become public issues and, subsequently, politically viable alternatives. This does not mean that every individual preference must feature on the collective agenda, nor that everyone must directly exercise the same power to set the agenda. No complex society could function in this way. It means something different: that economic, cultural and relational inequalities should not systematically translate into inequalities in the power to make something a matter for decision. Equal voting rights remain an indispensable achievement. But equality at the final moment of choice is not enough if it has been preceded by profound inequality in the shaping of possibilities. We can be perfectly equal before the ballot paper whilst having been profoundly unequal in shaping what appears on it. Democratic power, then, does not lie solely in the hand that marks a cross, nor solely in the majority that ultimately prevails. It begins earlier, at the least visible moment when a need becomes a public issue, an issue becomes a proposal, and a proposal either succeeds or fails to enter the realm of possible alternatives. For this reason, even before asking ourselves who decides, we should perhaps ask a more radical question. Who decides what we can decide?

(*) Professor of Economics (13/A2), C-BASS (Centre for Behavioural and Statistical Sciences) – Director.
Department of Economics and Business – University of Cagliari

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