Mind the Economy / Justice 144

When a majority is not enough: republican freedom and the contestability of power

Political freedom requires institutions that allow citizens to challenge power, ensuring that no authority can exercise arbitrary rule, even if supported by the majority

Cicerone denuncia Catilina, affresco di Cesare Maccari, 1882–88. Marco Tullio Cicerone fu un filosofo, politico, avvocato, oratore, teorico politico, console e costituzionalista romano. Discendeva da una ricca famiglia municipale appartenente all’ordine equestre romano ed è considerato uno dei più grandi oratori e prosatori di Roma. (Alamy Stock Photo)

9' min read

Translated by AI
Versione italiana

9' min read

Translated by AI
Versione italiana

Republics are born out of fear. Not from fear of disorder, of the war of all against all, but from fear of its antidote. From fear of power when it loses control. 509 BC, the date of the ousting of Tarquinius the Proud, coincides with the birth of the republic and the appointment of the first two consuls. Two, precisely, so that each could be controller and constraint for the other with his right of intercessio, the power of veto. The republic was created to limit the powers of government and did so by relying on collegial institutions, very short terms of office and the presence of the tribunes, a permanent countervailing power to balance that of the consuls. The same fear, that of power growing and overstepping limits, that worried Machiavelli and Montesquieu and, basically, all the constituents of modern democracies. All of them, in fact, albeit with different solutions, sought to respond to the same anxiety generated by the risk of unrestrained government. In chapter four of the first book of the Discorsi sopra la prima deca di Tito Livio, Machiavelli writes "I say that those who condemn the tumults between the Nobles and the People seem to me to blame those things that were the first cause of keeping Rome free; and that they consider more the noise and shouts that arise from such tumults than the good effects that they produce". Good government, therefore, is not born from silence nor from the absence of conflict. Rather, it is born from the 'tumults between the Nobles and the Plebs' and from the 'rumblings' and 'shouts'. It is born when conflict finds institutional forms and shared rules capable of regulating it. It arises when dissent can manifest itself openly and peacefully and when different powers limit and control each other.

It is precisely from this insight, as old as the republican tradition itself, that the contemporary reflection of Irish philosopher Philip Pettit begins. In last week's Mind the Economy we saw how freedom, in the republican tradition, does not coincide with the simple absence of coercion, but with a more demanding condition that Pettit defines as 'non-domination', as the state of one who is not exposed to the arbitrary will of others. If this is the definition of freedom, the next question can only concern its political implications. What institutions are capable of making 'non-domination' truly operational?

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The Paradox of the State

A complex society cannot do without a public authority capable of enforcing rules. Without a state, there is no protection against private domination, economic monopolies, opaque oligarchies and other forms of asymmetrical exercise of power. But here a paradox emerges because the state that, on the one hand, protects us from private domination, does so, itself, through the exercise of that same coercive power from which it is supposed to protect us. How, then, can we prevent this power from turning into a new form of domination? 'There is no public protection against domination,' writes Pettit, 'without a coercive state; but coercion itself seems to undermine freedom'. This is why, he continues, 'republican theory regards the procedural rights that citizens must enjoy - together, as we shall see, with other less formal rights - as powers that each must exercise fully and equally in order not to be subjected to the subjugation and domination of an uncontrolled state. It places heavy responsibilities on the state in the area of social justice (...) But it emphasises that, nonetheless, the coercive state poses a real danger - a danger to the very freedom that social justice is meant to promote - and that citizens must share equally in the control of political coercion if they are to enjoy the status of free persons. The spectre of the despotic and illegitimate state - even the benevolent-despotic state - haunts this approach as much as the spectre of the socially unjust regime. And it inevitably foregrounds the demand for a regime of shared popular control' (On the People's Terms: A Republican Theory and Model of Democracy, Cambridge University Press, 2012, p. 185). Republican democracy was born out of this very dilemma. How to make the exercise of public power compatible with the freedom of citizens?

Majority is not enough

A popular response to this question is to identify the legitimacy of the exercise of political power with the will of the majority of voters. If power derives from the people, it is assumed, this cannot be considered arbitrary. The republican perspective is more cautious. A government can be perfectly legitimate from an electoral perspective and yet, in the absence of institutional limits and controls, exercise a power of domination. Domination depends not only on who wields the power itself, it depends on how they wield it. "What matters is not so much that the government follows the will of the people at all times," writes Pettit again, "but that the citizens can challenge what the government does (...) The only way in which a republican regime can ensure that such an exercise of discretion is not hostile to the interests and ideas of the population as a whole, or of a part of the community, is to introduce systematic possibilities for ordinary citizens to challenge the actions of the government. This points us towards the ideal of a democracy based not on the presumed consent of the people, but rather on the contestability by the people of everything the government does: the important thing is to ensure that government actions survive popular contestation, not that they are the product of the will of the people' (Republicanism, Oxford University Press, 1997, p. 277-8). A 'contestative' democracy, Pettit explains, will by its very nature be deliberative, inclusive and responsive. That is, it will require decisions to be based on considerations of common interest and leave room for people from all walks of life to challenge legislative, executive or judicial decisions. It will also need to be sensitive to challenges raised against government decisions. Political freedom does not require that the people decide everything directly. It requires that no public decision be removed from the possibility of challenge.

The institutions of non-domination

Separation of powers, rigid constitutions, independent courts, freedom of the press, rights of parliamentary opposition, are all devices that converge towards a common and necessary goal: to make power contestable. The republican tradition expressed this intuition with the idea of a mixed constitution, a system of balances between different powers capable of preventing the arbitrary concentration of authority. Pettit takes this intuition and reformulates it in the language of contemporary democratic theory. According to his model, a functioning democracy combines two fundamental dimensions: on the one hand, popular influence, exercised through elections and representation; on the other hand, popular control, achieved through institutions that allow citizens to challenge arbitrary decisions. Only the combination of these two dimensions prevents public power from turning into domination.

That mere participation in the vote and majority rule were not enough to guarantee minimum requirements for non-dominance had already emerged in the British debate on the American Revolution. Richard Price made the point with a radical formula. If those who govern - he wrote - 'are not subject to any control by their voters, the very idea of freedom will be lost and the power to choose one's representatives will be nothing more than the power, held by a few, to choose at regular intervals a group of masters for themselves and the rest of the community' (Political Writings, ed. D. O. Thomas. Cambridge University Press, 1991, p. 25). The lesson is clear: the right to vote alone is not enough to guarantee freedom.

Citizens' vigilance

Such an institutional system also presupposes a certain idea of citizenship. Republican freedom is not a condition that institutions can automatically guarantee. It also depends on the ability of citizens to use the available instruments of control. The republican tradition has summarised this requirement in a famous formula attributed now to Thomas Jefferson, now to John Stuart Mill, which reads: 'the price of liberty is eternal vigilance'. When citizens give up exercising this vigilance, when they stop analysing public decisions, stop asking for explanations, stop using the channels of contestation, then even formally democratic institutions can become instruments of domination. But what does it mean, concretely, to supervise power in a democracy? The republican tradition has often described this civic attitude through what Antonio Maria Baggio calls the singular 'triptych of democratic exercise': mistrust, suspicion and doubt. In democracy, distrust, suspicion and doubt are not vices to be eliminated, but necessary conditions of good governance. Distrust derives from the Latin 'fidare', preceded by the particle 'dis': it is not the negation of trust, but its testing. "To distrust" in fact means to demand reason, to force those who exercise power to explain and justify their decisions, that is, to prove themselves responsible ("respondeo", to answer for their actions). Suspicion comes from 'sub' 'specere', literally 'to look from underneath up'. It is the controlling gaze of those at the bottom towards those who have been elevated to power, and serves to ensure transparency and prevent private interest from prevailing over public interest. Doubt, finally, derives from 'dubium', and is related to the Sanskrit 'dvi', or 'two'. It indicates the suspension between different possibilities and is at the heart of the democratic method, because it opens up space for confrontation and pluralism. "Distrust," concludes Baggio, "turns out to be the condition of responsibility, suspicion the condition of gratuitousness, doubt the condition of trust. The 'triptych' distrust-suspicion-doubt, is a great cultural inheritance, built through the Greek philosophical dialectic, Roman law and the republican tradition, the liberal limitation of powers; it is the other side of the civic virtues hinged on the triptych trust-gratuity-responsibility, in that meaning that the two triptychs are given by a correct doctrine of democracy; the two triptychs refer to each other as, referring to the modern and contemporary contractualist debate, the principle of fear must be integrated with that of hope in building balanced political projects and institutions" ("In Praise of Distrust". New Humanity, 2011/6, pp. 581-596).

A lesson for the present

One understands, also in the light of these last considerations, how Philip Pettit's reflection offers a valuable lesson for interpreting the current moment. Political debate often contrasts two positions: on the one hand, those who defend the primacy of the will of the people and, on the other, those who insist on the importance of institutional limits to power. Republican theory suggests that this opposition is largely misleading. Without institutions capable of limiting and controlling power, even the will of the majority can turn into an instrument of domination.

Political freedom does not consist simply in deciding who governs. It consists in living in an institutional order in which no one, neither an individual, nor a group, nor the majority, can exercise arbitrary power over others. In this sense, freedom does not arise from the absence of rules. It arises from rules designed to prevent someone always having the last word.

Viewed from this perspective, the Italian public debate of recent years appears in a different light. Many of the conflicts that run through the country's political life, from justice reform to the role of independent authorities, from the 'security decrees' to the increasing concentration of executive power, can be read as so many variations on the republican problem of non-dominance.

Consider the debate on the reform of the judiciary and the separation of careers. Beyond political positions, the central issue is precisely the question of institutional counterweights. From a republican perspective, the independence of the judiciary cannot be seen as a corporate privilege. It is, in fact, a guarantee against the concentration of power. If the political power were able to exercise direct control over the judicial function, one of the main instruments through which citizens can challenge the action of the State would disappear. The same reasoning applies to the role of independent authorities. Bodies such as the Competition and Market Authority, the Communications Authority or the Court of Auditors are not mere technical apparatuses. In republican logic, they represent devices through which power is subjected to public scrutiny and made contestable. A similar discourse concerns the relationship between executive power and Parliament. In recent decades, not only in Italia but in many western democracies, there has been a progressive expansion of the role of the executive, often through urgent decrees or systematic recourse to parliamentary confidence. Here too, the issue is not simply technical. It concerns the ability of representative institutions to maintain an effective role of control and deliberation.

This is also evident in the absurd affair of the parliamentary supervisory commission on RAI, which has been blocked for months and is still unable to complete the election of its chair, with repeated black smoke and sittings without a quorum. On the eve of the referendum, such paralysis is by no means a negligible detail. It means weakening an institutional garrison that should guarantee control, pluralism and contestability with respect to public service.

All these examples show that republican freedom is not a theoretical abstraction. It is a fragile institutional condition, which depends on the balance between different powers and the ability of institutions to keep open spaces for contestation. This is why democracy cannot be reduced to the electoral dimension alone. Elections are essential, but they are not enough. Without independent courts, without a free press, without effective parliamentary opposition, without guarantee institutions capable of limiting power, the freedom of citizens becomes more exposed to the discretion of rulers.

Republics are born out of fear of unlimited power. But they only live on if that fear is not forgotten. Because every time institutional counterweights are perceived by those who govern as obstacles instead of guarantees, every time dissent is treated as a nuisance instead of a democratic resource, the risk of domination slowly returns. Freedom is not the negation of power: it is its domestication. It is the condition in which no one can feel authorised to rule without being accountable to someone else.

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