Mind the Economy/Justice 74

Robert Nozick and the rise of libertarian justice

Nozick owes his popularity mainly to a work that is the first and most radical critique of John Rawls' theory of justice

by Vittorio Pelligra

7' min read

7' min read

If I have to think of a contemporary philosopher who is profound, controversial, eclectic and brilliant to the point of irritation, only one name comes to mind: Robert Nozick. There would also be Ludwig Wittgenstein, actually, but that is a whole other story.
Nozick owes his popularity mainly to a work that is the first and most radical critique of John Rawls' theory of justice. The two of them, with their most important books Anarchy, State and Utopia and A Theory of Justice, have - as the English philosopher John Meadowcroft writes - "framed the contemporary debate on the nature of justice by representing the two fundamental and opposing visions of what constitutes a just distribution of rights, income and wealth" ('Nozick's critique of Rawls: Distribution, Entitlement and the Assumptive World of A Theory of Justice'. In The Cambridge Companion to Nozick's Anarchy, State, and Utopia, Eds. R. M. Bader and J. Meadowcroft, Cambridge University Press, 2011).

Two foundational and opposing visions

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As he himself points out, for Nozick 'A Theory of Justice is a systematic, vigorous, profound, subtle, wide-ranging work such as has not been seen since the writings of John Stuart Mill; it is a source of illuminating ideas, well integrated into a pleasing whole', and he goes on to emphasise how 'philosophers of politics must now work within Rawls's theory, or explain why they do not'.

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That said, his choice is to work outside Rawlsian theory. The main reason for this is that, as he goes on to write, 'The whole procedure of people choosing principles in Rawls' original position presupposes that no valid title-centred conception of historical justice is correct'. Nozick's position is fundamentally opposed to Rawls' because his idea of justice is 'historical' and 'centred on valid title'.

An idea that is totally incompatible with the ida of justice that emerges in the original position and behind the veil of ignorance as Rawls assumes. Nozick's idea presupposes a historical and procedural dimension of justice that therefore does not so much concern the characteristics of the possible distributions of social benefits or 'primary goods', but rather the validity of the principles and rules that govern the functioning of society. A society is just if its history starts with the right assumptions, the 'valid title' and develops, with unforeseen and unpredictable outcomes, following just rules.

The Origins of Nozick

Robert Nozick was born in 1938 in New York to a Jewish immigrant family of Russian origin. He attended Columbia and fell in love with philosophy thanks to the legendary lectures of Sydney Morgenbesser, a mentor adored by his students, including Nozick. As in the case of physicist Richard Feynman, Morgenbesser's students and acquaintances have collected and passed on countless amusing anecdotes and witty quips. He was once stopped by a policeman while he was lighting his pipe at the underground exit. The policeman stopped him to fine him. He argued that the smoking ban covers the inside of the station, not the exit.

The policeman agreed, but also obliged to fine him. If he let him get away with impunity, in fact, he would have to do the same to all the others he caught in the same way. Morgenbesser retorted: "Who do you think you are, Kant?!?". On another occasion J.L. Austin had pointed out to him that while very often a double negation is equivalent to an affirmation, in no existing language is a double affirmation equivalent to a negation. Morgenbesser, slyly and almost bored replied: 'See, see'.

The transfer

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Enchanted by the possibilities of philosophical argumentation, Nozick, after graduating from Columbia, then moved to Princeton for his doctorate, which he was to obtain under the supervision of Carl Hempel, one of the last exponents of Viennese-style logical empiricism. After some wandering around in 1969 he landed at Harvard where he remained for the rest of his life, ending in 2002 after a long illness. Nozick and Rawls, therefore, were colleagues in the same philosophy department at Harvard. Between 1981 and 1984, Nozick was appointed director of the department, thus becoming Rawls' 'boss' in those years.
The young Nozick is politically formed in the ideas of socialism. He is involved in Norman Thomas' party and at Columbia founds a section of theStudent League for Industrial Democracy, which later changes its name toStudents for a Democratic Society. It was during his doctoral years at Princeton that he came into contact with libertarian ideas facilitated by his friend Bruce Goldberg who introduced him to Murray Rothbard with whom, in 1968, Nozick had a dialogue that was fundamental to his 'conversion' to the libertarian approach and anarchist perspective. Thanks to these influences over the years, not without hesitation, Nozick would become, as Ralph Bader writes, a "reluctant libertarian" (Nozick. Major Conservative and Libertarian Thinkers, Continuum, 2010). The reasons for this 'conversion' are set out in Anarchy, State and Utopia.

The Political Philosopher

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The starting point for the analysis of this work is the fact that Nozick had no intention of becoming a political philosopher. He was more interested in other issues. His doctoral thesis, for example, dealt with the theory of rational choice and he would have liked to devote his energies as a researcher to the subject of free will. For this reason, he described the publication of what was to be unanimously regarded as his most important book as 'an accident'. Anarchy, State and Utopia gained him enormous influence but at the same time provoked countless discussions and criticisms.

He never wanted to respond to any of these criticisms. With witty irony, he confides: 'I did not want to spend my life writing The Son of Anarchy, State and Utopia, The Return of the Son of, etc.. I had other philosophical questions to think about' (Puzzle socratici. Raffaello Cortina Editore, 1999). Questions to which he would in fact turn his thinking and most of his subsequent works: from Spiegazioni filosofiche (Il Saggiatore, 1987) to La vita pensata (Mondadori, 1990), from La natura della razionalità (Feltrinelli, 1995) to Puzzle socratici and his latest book Invarianze (Fazi, 2003).

It may seem strange, given the huge difference in the conclusions Rawls and Nozick arrived at, but their political reflection developed in response to the same need: a critique of the utilitarianism that had dominated the landscape of liberal political thought up to those years.

The utilitarian approach

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In the utilitarian approach - we have discussed this at length in the past weeks - the welfare of a society is given by the aggregation of the utilities of individuals. Every policy intervention must therefore be evaluated on the basis of the increases or decreases in social welfare that it will produce. This means, for example, that if in order to build a road that will increase the well-being of a great many citizens by a small amount, it will be necessary to considerably decrease the well-being of a few due to the expropriation of houses or land, such a policy will find support in the utilitarian principle since the sum of small but numerous increases will most likely exceed that of a few but considerable reductions in well-being.

With the same argument it is possible to justify redistributive income policies. Since, by the principle of diminishing marginal utility, the same amount of money produces more utility for those with low income than it does in those with high income, then reducing the income of the latter through redistribution towards the poorer will only increase social welfare understood as the sum of individual utilities.
It emerges, therefore, that one of the main characteristics of utilitarianism is the possibility of 'trading off' the well-being of individuals by focusing on collective well-being. If it is possible to make two people better off by making one person worse off, then so be it, argue utilitarians. An approach not unfamiliar to many contemporary political practices.
On this point the criticism of Rawls and Nozick is common.

L’insoddisfazione

The dissatisfaction with this position, as Rawls writes in A Theory of Justice, stems from the fact that utilitarianism "does not take the distinction between persons seriously" (Rawls: 1999a, p. 24). This means that although it is possible to imagine a single individual weighing the net effect of a loss and a gain of utility in making a decision that affects him personally, it is not conceivable for the same transaction to take place between different individuals. While it is reasonable to choose to go to the dentist, to use one of Nozick's examples, in order to avoid worse suffering that might manifest itself in the future, it seems less reasonable to restrict the freedom of a few even if this were to benefit many. Why would it not be right to do so?

"For (...) there is no social entity," Nozick writes in this regard, "with its own good, enduring sacrifices for its own sake. There are only individuals, different individuals, with different individual lives. By using one of these individuals for the benefit of others, one uses him and benefits others, nothing more: something is done to him for the benefit of others. To speak of an overall social good conceals this. (Intentionally?) Using a person in this way does not respect or take sufficient account of the fact that he is a separate person, that his is the only life he has to live. That person does not obtain from his own sacrifice any good that exceeds its value, and no one is entitled to force him to do so - least of all a state or government that demands his obedience (which other individuals do not do) and must therefore be scrupulously neutral towards all its citizens' (Anarchy, State and Utopia, Il Saggiatore, 2000, p. 54).

The choice

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What then is the alternative? The alternative is to be found for both philosophers in Kantian ethics and its perspective that sees individuals essentially as ends and not as means. You cannot use anyone, against their will, even if this should produce a great benefit for many.
It will be interesting to see how two theories, which start from the same problem and propose to find a solution on the basis of the same approach, end up arriving at such diametrically opposed conclusions: Rawlsian social democratic liberalism, on the one hand, and Nozick's libertarian anarchism, on the other. We have only just begun the exploration of this bizarre affair.

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